REGULATORY COMPLIANCE

We understand the importance of ensuring that clients (both private and listed companies) in compliance with a wide range of legal and regulatory compliance obligations. Our lawyers are able to assist clients in identifying and dealing with regulatory and compliance risks.

 

Our expertise in this area includes:

 

• Providing post-listing compliance advice

 

• Maintaining sound corporate governance in compliance with regulatory       requirements

 

• Representing clients with their SFC and Hong Kong Stock Exchange                 inquiries

REGULATORY COMPLIANCE

We understand the importance of ensuring that clients (both private and listed companies) are in compliance with a wide range of legal and regulatory compliance obligations. Our lawyers are able to assist clients in identifying and dealing with regulatory and compliance risks.

 

Our expertise in this area includes:

• Advising listed companies on their compliance with the Listing Rules, Takeovers Code and Companies Ordinance

 

• Restricted license applications from the SFC

 

• Annual mandate for listed companies

 

• Dealing with the HKSE and the SFC for possible breaches of the regulatory requirements

 

• Preparing interim and annual reports and documents for AGM and EGM meetings

 

• Directors training and compliance training

 

• Dealing with notifiable transactions and connected transactions

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