REGULATORY COMPLIANCE
We understand the importance of ensuring that clients (both private and listed companies) in compliance with a wide range of legal and regulatory compliance obligations. Our lawyers are able to assist clients in identifying and dealing with regulatory and compliance risks.
Our expertise in this area includes:
• Providing post-listing compliance advice
• Maintaining sound corporate governance in compliance with regulatory requirements
• Representing clients with their SFC and Hong Kong Stock Exchange inquiries
REGULATORY COMPLIANCE
We understand the importance of ensuring that clients (both private and listed companies) are in compliance with a wide range of legal and regulatory compliance obligations. Our lawyers are able to assist clients in identifying and dealing with regulatory and compliance risks.
Our expertise in this area includes:
• Advising listed companies on their compliance with the Listing Rules, Takeovers Code and Companies Ordinance
• Restricted license applications from the SFC
• Annual mandate for listed companies
• Dealing with the HKSE and the SFC for possible breaches of the regulatory requirements
• Preparing interim and annual reports and documents for AGM and EGM meetings
• Directors training and compliance training
• Dealing with notifiable transactions and connected transactions